Abstract
The purpose of this report was to explore the areas in and around the volcano of Kilauea in Hawai’i
using thermal infrared (TIR) and Airborne Synthetic Aperture Radar (AIRSAR) data. Polarizations
in the C, L and P radar bands allowed for surface roughness to be observed and calculated. These
surface roughness’s and polarizations helped to determine the relative age of the Kilauea lava
flows. Rayleigh equations were used to determine the rough and smooth criteria and were used to
estimate the surface roughness on the HH polarization. Younger flows were picked up by the
shorter wavelengths and older flows were picked up by the longer wavelengths. This was due to
their relative roughness and the wavelengths’ ability to scatter off of smaller or larger particles.
Introduction
Kilauea has covered nearly 90% of its surfaces in basaltic lava flows in the past 1,000 years.
Changes in Kilauea can be observed over time, even within short time periods. The imagery used
was captured by the Advanced Spaceborne thermal Emissions and Reflection Radiometer
(ASTER), along with AIRSAR. Radar data allows for different polarizations to be observed, which
can be useful for indicating shapes and surface roughness’s. The polarizations which this lab
focused on were the HH, HV and VV polarizations. HH polarizations in the C, L and P bands,
alongside Rayleigh criteria results, were used to calculate a surface roughness for the HH
polarization in each of the bands. Additionally, color composited made with like polarizations,
along with USGS flow maps were used to analyze the volcanos lava flows over the past century.
Finally, two Digital Elevation Models (DEM) of Kilauea, created using ASTER imagery from
2015 and 2021 were analyzed. The models were created to depict the difference in crater conditions
after a 2018 eruption. After the eruption in 2018, the crater increased in both volume and height
Methods
Initial Analysis
This work required both ASTER and AIRSAR data for analysis. All imagery was processed using
ENVI. Initially, the ASTER data was loaded in via band 12 and a preliminary visual analysis was
performed.
TIR Analysis
A decorrelation stretch was performed on bands 14, 12 and 10. This stretch was subsequently
opened using the same band combination as a R, G, B color composite. The lava flows were
observed in this stretch to determine their geologic composition. (Figure 1)
SAR Pulse Duration Calculation
Using the look angle found in the ENVI header data, the pulse duration of the instrument was
calculated using the following equation:
SAR Pulse Duration Equation:
Where Rr is the range resolution, c is the speed of light and t is the pulse duration. The equation
can be rearranged to solve for t:
SAR Pulse Duration Equation:
AIRSAR Data Analysis
AIRSAR data in nine different polarization bands was loaded into the software one at a time for
visual analysis. Particular attention was paid to the HH and HV polarizations (Figures 2, 3). The
radar illumination direction was determined and the crater shadow in pixel 300,360 was measured.
Additionally, the height of the volcano was determined using the measured distance and look angle
of the data. The angle information was provided in the header.
Rayleigh Criteria Calculations for Surface Roughness
Using the HH polarization in the C, L and P bands, the surface smoothness and roughness criteria
were calculated using the following equations:
Rayleigh Smoothness Condition:
Rayleigh Roughness Condition:
Calculating HH Polarization Surface Roughness
Assuming that there was a linear relationship between 0 DN value for smooth and 255 DN value
for rough, the surface roughness of the HH polarization was calculated. This was achieved by
using this series of equations:
HH Polarization Surface Roughness Calculations:
Comparing Data with Google Earth and USGS
The like polarizations for each band were placed into a color composite image and compared to
the same location on Google Earth and against a USGS lava flow map with dates. The HH and HV
color composites were analyzed further to investigate visual anomalies in their imagery.
ASTER Derived DEM Analysis
The 2015 and 2021 DEM’s were loaded into ENVI in two separate displays. After linking the
displays, a transect was drawn across both of the calderas. Additionally, the radius of each caldera
was measured. Using this information, the volume of the two calderas was measured using the
following equation for a cylinder:
Caldera Volume Equation:
The height was derived from the spatial profiles of the datasets. This spatial profile was generated
from the transect taken from each dataset.
Results and Analysis
Initial and TIR Analysis
Upon performing the first decorrelation stretch, the different colors were determined to be lava
flows of different composition and weathered states. Hawaiian lava flows contain more labradorite
and olivine than quartz, and the TIR spectra seemed to indicate high reflectiveness. Materials like
olivine are more reflective due to their glass-like composition.
SAR Pulse Duration Calculations
The pulse duration calculated using the equation listed above was determined to have a value of
SAR Pulse Duration Result:
Pulse durations refer to the time from the beginning
of one pulse to the beginning of the next.
Rayleigh Criteria Calculations for Surface Roughness
Using the Rayleigh equations given above, the smooth and rough thresholds were calculated for
the HH polarization. (Table 1)
Calculating HH Polarization Surface Roughness
Using the equations above, the surface roughness was estimated for the HH polarizations (Tables
2, 3). It was determined that the wavelength roughness appears to change since shorter
wavelengths have the ability to interact with and reflect off of smaller particles. The opposite is
true for longer wavelengths.
Comparing Data with Google Earth and USGS
The color composites revealed the ages of certain lava flows on and around the crater. The shortest
bands indicated the youngest lava flows and the longest bands indicated the oldest lava flows.
Young lava flows are short than old ones, so the shortest wavelengths were able to interact with
the smaller smooth particles, while the longer wavelengths interacted with the roughest particles.
The USGS map, along with the polarizations can be view below. (Figures 4, 5, 6, and 7).
ASTER Derived DEM Analysis
Using the spatial profile and the equation listed above, it was determined that the volume of the
2015 crater was 0.0609 km3 and the volume of the 2021 crater was calculated as 0.950 km3
.
Additionally, the white area of elevation adjacent to the caldera post eruption was postulated to be
a newly formed lava dome as a result of the 2028 eruption. (Figures 8, 9)
Conclusions
Remote sensing is one of the most effective ways to study volcanos. Polarizations can be a useful
tool in determining surface roughness’s when working with RADAR data. The polarization color
composites were also useful in determining the geologic makeup of the lava flows from Kilauea
over time. Rougher surfaces indicated older flows, while smooth surfaces indicated younger flows.
Additionally, DEM’s derived from remotely sensed images proved to be useful for determining
change in height over time, along with calculating the volumes of surface points of interest.
References
Airborne Synthetic Aperture Radar (AIRSAR) | NASA Airborne Science Program. (n.d.).
https://airbornescience.nasa.gov/instrument/AIRSAR
Polarization in radar systems. (n.d.). https://www.nrcan.gc.ca/maps-tools-andpublications/satellite-imagery-and-air-photos/satellite-imagery-products/educationalresources/tutorial-radar-polarimetry/polarization-radar-systems/9567
Table 1 – Calculated Rayleigh Values
| HH Polarization Band | Smooth if Δh < | Rough if Δh > |
|---|---|---|
| C | 1.01 | 1.83 |
| L | 4.07 | 7.39 |
| P | 11.8 | 21.5 |
Table 2 – HH Polarization Surface Roughness Estimates (Pixel 442, 445)
| HH Polarization Band | Measured DN | Surface Roughness (cm) |
|---|---|---|
| C | 233 | 0.749 |
| L | 190 | 2.47 |
| P | 101 | 3.84 |
Table 3 – HH Polarization Surface Roughness Estimates (Pixel 430, 666)
| HH Polarization Band | Measured DN | Surface Roughness (cm) |
|---|---|---|
| Chh | 211 | 0.678 |
| Lhh | 48 | 0.625 |
| Phh | 39 | 1.48 |








